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CSI Canadian Securities Course Exam2 Sample Questions:

1. A business trust would typically purchase the underlying company assets of which type of operation?

A) Shopping centres
B) Industrial rentals
C) Restaurants
D) Senior housing

2. What is the bottom price of a security's trading range at which most investors would sense value and be willing to buy it?

A) Reversal pattern.
B) Moving average.
C) Support level.
D) Sentiment indicator.

3. Which investor right must be disclosed in a Fund Fact document?

A) Investors have the right to act or claim damages without any limitation.
B) Investors can request a paper copy of the simplified prospectus for a small charge.
C) Investors have a right to withdrawal from their purchase within 24 hours after confirmation of the purchase is received.
D) Investors have the right to rescind the purchase if these is misrepresentation in the document.

4. The consumer price index was 125.9 in December of last year and 123.0 in December of the year before What was the inflation rate last year?

A) 2.36%
B) 1.02%
C) 2.30%
D) 0.98%

5. Omar invests $5,000 in a labour-sponsored venture capital corporation (LSVCC) in Ontario, his province of residence. What is the total LSVCC tax credit that Omar is eligible to receive from this investment?

A) $1,625
B) $1,500
C) $875
D) $750

Solutions: